Compliance Officer & MLRO
The current posting asks for:
Willingness to relocate to any location required for the role.
5+ years of experience in financial services compliance, including at least 2 years in a regulated brokerage, securities dealer or payments firm.
Working knowledge of the Securities Act 2007 and subsidiary regulations, the AML/CFT Act 2020 and FSA guidance.
Read the employer’s full posting · Posted 2026-10-28
