Licensed Paraplanner

Location: Campbell, California

At Ameriprise Financial, we’re not just in the business of helping clients with their financial goals – we also help our advisors and employees reach their true potential by embracing an inclusive and collaborative culture. We celebrate the unique qualities and reward the contributions of our talented, passionate employees. If you’re motivated and want to work for a strong, ethical company that cares about you and your community, take the next step with Ameriprise Financial.

This position is with an Ameriprise Financial Franchise owner.

The Licensed Paraplanner plays a critical role in supporting advisors and delivering exceptional client experience through investment operations, market research, portfolio construction and maintenance, account administration, and client service support.

Investment & Portfolio Management

• Extensive trading, including writing covered calls
• Generate investment recommendations
• Monitor and rebalance portfolios
• Attach accounts to models
• Monitor cash balances and systematic distributions
• Manage maturing products
• Market research & wholesaler meetings

Client Service & Account Administration

• Assist clients with investment-related requests/inquiries
• Process money movements
• Process withdrawals

Process RMDs/ Inherited IRA RMDs

Assist with post-meeting client tasks

Compliance & Operations

Maintain trading policy compliance

Maintain personal compliance requirements including ADV brochures and licenses

Financial Planning

Manage data updates and accuracy for foundational planning

Assist with occasional financial planning data entry and deliverable

Insurance & Advisory Support

Create life, disability and long-term care proposals

Monitor insurance premiums

Qualifications

Series 7 & 66 licensing required

Wealth management experience

• Desire to become a financial advisor
• Strong communication skills
• Strong trading and investment knowledge
• Organization and attention to detail required
• Familiarity with Tompson & Vestmark trading platforms preferred, but not required

Base Pay Salary

The salary will be $105K-$115K/ year

Full-Time/Part-Time

Full time

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.