We are looking for a Regulatory & Compliance Specialist to take a leading role in shaping and strengthening our regulatory and compliance landscape. In this position, you will act as a trusted advisor to senior leadership and ensure our organization operates in full compliance with regulatory requirements while remaining efficient and business-oriented. You will have end-to-end ownership in a small, highly effective team, working at the intersection of regulators and IT in a fast-growing field, with significant freedom to shape structures and processes and the speed to turn ideas into reality.
Analyzing, assessing, and implementing regulatory requirements at national and European level Advising management and internal stakeholders on regulatory matters Supporting the development and implementation of sustainable Risk & Compliance frameworks Designing and maintaining policies, procedures, and internal controls Acting as primary contact for customer regulatory requirements and audits, working closely with clients that are themselves subject to regulatory oversight Monitoring regulatory changes and translating them into operational requirements Acting as a key contact for regulatory authorities such as BaFin and the Deutsche Bundesbank or auditors Leading and continuously enhancing end-to-end KYC processes, ensuring robust customer due diligence Preparing and submitting regulatory notifications and reports Supporting training initiatives related to compliance and regulatory topics Ensuring data protection compliance in close collaboration with the Data Protection Officer Completed degree in Law , Business Law , Economics , or a comparable field 5+ years of professional experience in regulatory affairs, compliance, or risk management Experience within banking , financial services , insurance , FinTech , consulting, or audit environments Solid understanding of regulatory frameworks in the financial sector, e.g.
ZAG, ZAG-MaRisk, DORA Several years of experience in IT law, ideally gained within a software, FinTech, or WealthTech environment Experience in working with regulatory authorities, auditors or supervisory processes is a strong advantage Strong analytical and conceptual thinking skills Structured, precise, and solution-oriented working style Confident communication skills and a professional presence Team-oriented mindset with strong ownership and accountability Excellent communication skills in both German and English Desirable qualifications Experience in regulatory reporting Experience in financial regulatory environments Experience designing compliance training or internal guidelines Interest in technology-driven or FinTech environments Flexible work and home office options Attractive salary and a wide range of benefits (such as the latest Apple or Android smartphone, a personal development budget, fitness membership, and more) Diverse development opportunities in a dynamic environment Strong team spirit, flat hierarchies, and short decision-making paths Headquarters located in the heart of Munich QPLIX is an equal opportunity employer.
We believe that inclusion and diversity are key to building a successful and better workplace. QPLIX GmbH Tanja Unsöld People, Organization & Culture Nußbaumstr. 12 80336 München +49 (89) 998 2716 86 [email protected] https://www.qplix.com/de/
Job description provided by QPLIX.
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