Position Overview This role is responsible for supporting Advisors and their teams and building a collaborative and productive environment. Responsibilities include management of strategic firm initiatives, and the day-to-day operation of the branch. This position is open to both producing and non-producing managers. This is an existing vacancy. Duties and Responsibilities
- Branch execution of firm initiatives and objectives as set by the Director, National Sales
- Recruiting of advisor teams who fit the profile and Richardson Wealth standards
- Daily and Monthly trade supervision
- Review & approval of all new account documentation
- Trade correction review and approval
- Marketing and client correspondence approvals
- Financial plan and IPS approvals
- Management and rollout of initiatives (insurance, banking, etc)
- Monitoring of Branch and Advisor financials Education
- University degree
- Must be licensed with CIRO as Registered Representative (RR), Branch Manager and Options Supervisor Course (OSC) Qualifications
- Minimum 3 years experience in a full service brokerage environment, including compliance supervision experience
- Successful track record of competitive recruiting
- Strong organizational skills
- Excellent communication skills
- Ability to work in a fast-paced environment and meet deadlines
- Use of Dataphile, Microsoft Office Suite, Reuters.
Job description provided by Richardson Wealth.
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