The Director of Regulatory Compliance reports to the Head of Advisory Compliance and oversees responses to FINRA, SEC and state securities regulators.
Source posting
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Kestra Financial is hiring. 44 roles are open right now.
Browse the openings below to see requirements, locations, and pay where available, then apply on Kestra Financial's site. Scoutify can fill in and send applications for you to similar roles.
Posted (90d)27
[01] HIRING NOW
See Kestra Financial's current openings.
We update these listings as we find new roles and learn that others have closed.
Open roles
44
Posted (90d)
27
Posted range
—
Roles with the most current openings
Corporate Finance
16 roles
Wealth Management / Private Banking
10 roles
Customer Success
5 roles
Compliance & Risk Management
4 roles
Customer Success Manager
4 roles
[02] OPEN ROLES
Apply to Kestra Financial now.
Live roles pulled from Kestra Financial's career page. Open one to see the full description, location, and pay, then apply on Kestra Financial's site.
Location
Work mode
The 20 most recent roles out of 44 open roles
Delaware, North Carolina, United States, Wilmington · full-time
Remote · full-time
Remote · full-time
Arizona, Tempe, United States · full-time
Arizona, Tempe, United States · full-time
Arizona, Tempe, United States · full-time
Arizona, Tempe, United States · full-time
Arizona, Austin, Tempe, Texas, United States · full-time
Austin, Texas, United States · full-time
Atlanta, Georgia, United States · full-time
[03] WHERE THEY'RE HIRING
Where Kestra Financial is hiring.
These are the cities named in current job listings. A role can appear in more than one city. Remote roles may also appear in these cities and can have location requirements.
Top cities by open roles
Tempe, Arizona
20 roles
Austin, Texas
18 roles
Atlanta, Georgia
2 roles
Milwaukee, Wisconsin
2 roles
Wilmington, North Carolina
2 roles
Dallas, Texas
1 role
Houston, Texas
1 role
Lancaster, California
1 role
Remote: 2 positions
+2 more locations
[04] FROM THE POSTINGS
What the job postings tell us.
These details come from the linked postings. Benefits and working arrangements can differ by role and location.
The Director of Regulatory Compliance must be able to work extended hours and travel on short notice during examinations and other high-demand periods.
Source postingSources reviewed 2026-10-18.
[05] COMPANY DETAILS
More about Kestra Financial.
From the company website
Award winning independent broker dealer & RIA for over 20 years offering practice enrichment, service, and technology solutions.
Company website · Observed 2026-10-12
- Listed employee range
- 201 to 500
OpenJobData catalog · Observed 2026-09-25
- Listed industry
- Financial services
OpenJobData catalog · Observed 2026-09-25
- Listed country
- United States
OpenJobData catalog · Observed 2026-09-25
[06] ABOUT
What Kestra Financial does.
Kestra Financial is an independent broker-dealer and registered investment adviser offering practice enrichment, service and technology solutions.
[07] INTERVIEW PREP
Going through their loop?
Review the skills in Kestra Financial's job descriptions, practice relevant exercises, and explore any available candidate-reported questions.
[08] HOW TO APPLY
Your resume lands in Dayforce.
Kestra Financial uses Dayforce for applications. Follow the job link to complete the employer’s form and review its requirements.
Scoutify checks Kestra Financial's career page for new listings.
Sniper applies on Greenhouse, Workday, SmartRecruiters, Ashby, Lever, UKG Pro, JazzHR and Jobvite career sites, and Kestra Financial hires through Dayforce, so the fastest route here is to get instant alerts when Kestra Financial posts a new role and apply yourself while it is fresh.
ATS identified from the application URLs on Kestra Financial's recent postings
[10] FAQ
Questions people ask about Kestra Financial.
Not covered here? Email support@scoutify.com.
Is Kestra Financial hiring?
Scoutify currently lists 44 open roles at Kestra Financial. Follow the job links to check requirements and apply on the employer's career site.
Which licenses does the Director of Regulatory Compliance role require?
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