Compliance Specialist – Compliance Assist

ChiStats is an award-winning Data Science and AI Engineering company building intelligent technology solutions for the Financial Services and BFSI ecosystem. From AI-powered compliance platforms to scalable data products, we help financial institutions simplify complexity, automate operations, and stay ahead in a rapidly evolving regulatory landscape. Our flagship platform, ComplianceAssist, enables Mutual Funds, AMCs, PMS, and AIFs to transform regulatory compliance into a streamlined, automated, and insight-driven process.

As we continue to expand, we are building the next generation of AI-led products and solutions for the WealthTech industry.

About the Role -

• ComplianceAssist is ChiStats' AI-enabled compliance platform
• for Asset Management Companies. We are looking for a compliance professional
• with practical experience in the Indian BFSI regulatory environment to join our
• Product team.
• The role involves applying compliance expertise to a
• technology-enabled product. You will work with Product and Technology teams to
• interpret regulatory requirements, review compliance workflows and outputs,
• identify gaps, and help ensure that ComplianceAssist reflects real-world
• compliance practices.

Requirements

Key Responsibilities

Analyse SEBI, AMFI, and other relevant regulatory circulars and requirements and assess their impact on compliance processes.

Review

compliance workflows and AI-assisted outputs against applicable regulatory

requirements for accuracy and completeness.

Identify

gaps or incorrect interpretations and work with Product and Technology

teams to resolve them.

Provide

domain inputs on compliance processes, requirements.

Participate

in testing and validation of new and enhanced features from a

compliance perspective.

Stay

updated on relevant regulatory developments and identify implications for

the product.

Contribute

to improving ComplianceAssist based on practical knowledge of AMC and BFSI

compliance processes.

Support

client or product discussions where compliance domain expertise is

required.

What We're Looking For

3–6

years of experience in Compliance / Regulatory Compliance, preferably

within an AMC, mutual fund, or financial services organisation.

Good

working knowledge of SEBI and AMFI regulations and compliance

requirements relevant to asset management.

Practical

understanding of regulatory circulars, compliance obligations, monitoring,

reporting, and related processes.

Ability

to interpret regulatory requirements and assess their impact on business

or compliance processes.

Strong

analytical skills and attention to detail, with the ability to identify

gaps between regulatory requirements and product outputs.

Good

communication skills and ability to work effectively with Product and

Technology teams.

Comfortable

• working in a technology-driven environment and interested in the
• application of AI to compliance.
• Nice to Have

Experience

across more than one AMC or financial services organisation.

Exposure

to RegTech, compliance transformation, or technology-led process

improvement.

Familiarity

with AI/LLM-based applications.