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Bournemouth, GB
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Compliance
£25,000 – £27,000 / year
The Role
- As an Authorisations & Onboarding role, you will manage the onboarding journey for new Appointed Representative firms and advisers joining the network.
- You will conduct due diligence checks, process applications, liaise with advisers and industry partners, and ensure all regulatory requirements are met before authorisation.
- This is an excellent opportunity for someone looking to develop a career within Financial Services, Compliance or Regulatory Operations. Full training will be provided.
Our Ideal Person
- Detail Focused - Enjoys working accurately with documentation, applications and regulatory information.
- Analytical - Able to assess information, identify inconsistencies and follow established processes.
- Organised - Comfortable managing multiple cases, prioritising workloads and working to deadlines.
- Communicator - Strong written and verbal communication skills with a professional and customer-focused approach.
- Collaborative - Works well with colleagues, advisers, lenders, providers and other stakeholders.
- Adaptable - Comfortable working within a regulated environment where processes and regulatory requirements evolve.
What You'll Be Doing
- Reviewing and processing adviser and firm applications.
- Conducting due diligence and referencing checks.
- Managing onboarding cases through to completion.
- Processing FCA registrations and updates.
- Liaising with advisers, firms, lenders and providers.
- Responding to telephone and email enquiries.
- Supporting the delivery of positive customer outcomes.
- Supporting continuous improvement initiatives across the onboarding process.
- Why Join Us?
Training & Development
- Full onboarding and ongoing training provided, with opportunities to develop specialist knowledge in compliance, authorisations and regulatory processes.
- Qualifications: We can fund and support your CeMAP and CeRER industry certificates.
- Company Benefits Leave: 22 days annual leave plus bank holidays.
- Financial Security: Pension scheme, life cover, and an annual bonus & salary review.
- Family Support: Enhanced maternity and paternity pay.
- Culture: Annual summer & winter parties alongside regular team socials.
- If you want a role where your attention to detail is valued and your career development is taken seriously, we want to hear from you.
- Everyone is Welcome Here
- Different backgrounds make us stronger. We welcome everyone as your individuality is your strength.
- Need adjustments? Let us know if you require any support during the hiring process.
Job description provided by OneDome.
View the original posting