Legal Counsel

Location: Duluth, GA

Join Our Team

In 2025, USA Today recognized Primerica as a Top Workplace USA for the fifth year in a row, and Newsweek named Primerica one of America’s Greatest Workplaces for Diversity for the second consecutive year. In 2024, the Atlanta Journal-Constitution named Primerica as a Top Workplace for the eleventh consecutive year, and Forbes recognized Primerica as one of America’s Best Employers for Women for the fifth year in a row. In addition, for the tenth time Primerica has been voted a Best Employer by Gwinnett Magazine. Primerica is a great place to work! Join our team to experience what it’s like to work at “one of the best places to work in the metro Atlanta”.

About this Position

Job Description Summary

• Primerica seeks an Attorney to handle securities complaints, respond to SEC, FINRA, state securities and other inquiries, relating to securities issues, as well as special projects.
• Hybrid role
• 2 days in office
• Location: Duluth, GA

Responsibilities & Qualifications

DUTIES

Investigate and resolve consumer complaints related to securities products, including mutual funds, variable annuities, managed accounts and 529 plans, as well as other services provided by the Primerica Companies’ sales force.

Prepare responses to regulatory inquiries and assist representatives in the preparation of required statements and negotiate and implement settlements with consumers, including preparing required documents for management approval of settlements and enacting settlements, which includes facilitating payments to clients, making adjustments to clients' accounts, communicating representative discipline, as necessary.

Identify and complete required regulatory reports, including Form U-4 and U-5 amendments, 30-day and quarterly 4530 Reports, and Suspicious Activity Reports.