Client Associate, Sr. Registered

Key responsibilities

• Deliver high-quality client service while providing operational and administrative support to Financial Advisors.
• Educate clients on account services, capabilities, and available resources.
• Enter and maintain accurate client information in financial planning and firm systems.
• Prepare reports, presentations, and other materials for client meetings.
• Gather and ensure completion of appropriate documentation for new accounts and client service requests.
• Maintain current client information within management systems.
• Proactively identify client service opportunities and support relationship-building efforts.
• Coordinate team marketing events and maintain associated marketing materials.
• Maintain calendars and organize daily, weekly, and monthly team activities.
• Use appropriate communication channels to strengthen and enhance client relationships.

Applications for this role can be submitted until Jan 11, 2027.

The team

You’ll join a collaborative Private Wealth Management team focused on delivering a highly personalized client experience. Working closely with Financial Advisors and other team members, you’ll support the complex needs of high-net-worth and ultra-high-net-worth clients and their families. As a senior registered member of the team, you’ll play an important role in strengthening client relationships, anticipating service needs, and helping ensure seamless execution across the practice.

Your skills and experience

• Series 7 and Series 66, or Series 7 with Series 65/63, required.
• 5+ years of financial services and client service experience.
• Strong communication, relationship management, and organizational skills.
• Proven ability to deliver a high-touch client experience and anticipate client needs.
• Detail-oriented with the ability to manage multiple priorities in a fast-paced environment.
• Proficiency with Microsoft Office and financial services systems.
• Collaborative, proactive, and comfortable supporting complex client relationships.

About us

UBS is a leading and truly global wealth manager and the leading universal bank in Switzerland. We also provide diversified asset management solutions and focused investment banking capabilities. Headquartered in Zurich, Switzerland, UBS is present in more than 50 markets around the globe.

We know that great work is never done alone. That’s why we place collaboration at the heart of everything we do. Because together, we’re more than ourselves. Want to find out more? Visit ubs.com/careers.

Salary information

The indicative gross base salary range as a full-time equivalent role:

• United States - Colorado - Denver min USD 70000 - max USD 95000 /annum

The expected salary for this role will be determined by relevant factors which may include but are not limited to, role-required experience, qualifications, education, location and skill level. UBS offers a range of competitive benefits and for further information, please visit ubs.com/employee-benefits. We may, at our sole discretion, provide additional variable compensation or awards.

Join us

At UBS, we know that it's our people, with their diverse skills, experiences and backgrounds, who drive our ongoing success. We’re dedicated to our craft and passionate about putting our people first, with new challenges, a supportive team, opportunities to grow and flexible working options when possible. Our inclusive culture brings out the best in our employees, wherever they are on their career journey. And we use artificial intelligence (AI) to work smarter and more efficiently. We also recognize that great work is never done alone. That’s why collaboration is at the heart of everything we do. Because together, we’re more than ourselves.

We’re committed to disability inclusion and if you need reasonable accommodation/adjustments throughout our recruitment process, you can always contact us.

Contact Details

UBS Business Solutions SA

UBS Recruiting

Disclaimer / Policy statements

UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.

About BANK-now

BANK-now is a subsidiary of UBS and one of Switzerland’s leading credit and leasing specialists. We have been providing consumer loans for individuals and leasing solutions for individuals and companies since 2007. Our head office is located in Zurich, with branches across Switzerland and more than 300 employees dedicated to serving our customers. Learn more about us: bank-now.ch/jobs-and-careers

Job Reference #: 346012BR

City: Denver

Job Type: Full Time