All WAYSTONE employees are expected to demonstrate our core competencies as outlined below. The
role Senior Associate – Investor Services has unique requirements and duties; however, these
responsibilities are to be executed within the organization’s framework of core values. WAYSTONE expects
all employees to be high performing, self-motivated, learners and leaders.
Summary: This role is for Hedge Fund & Private Equity Industry which includes functions like Subscription,
Redemption, AML, Payment, Reporting, Capital Call, Distribution Call etc. The incumbent needs to
understand the laws of the region supported and perform day to day work in accordance with procedure
set for an activity.

ESSENTIAL DUTIES AND RESPONSIBILITIES

This role offers the opportunity for the successful candidate to join a dynamic team and to develop their

knowledge and skills base to enjoy a career in Investor Services in the Funds industry.

Receive and process investor transaction documents in accordance with fund documentation

requirements such as subscriptions, redemptions, switches, and transfers

Maintain capital activity tracking report and distribute report to the client(s) on a periodic basis
Ensure accurate and timely system output and delivery of client / investor reporting
Complete and maintain AML requirements for all investor transactions
Provide money movement notification to the client(s) and prepare wire instructions for money

movement for fund investor activity

Work on Capital Calls & Distribution Calls of Private Equity Investors
Serve as client operational contact for investor servicing and maintain good relationship with clients.
Query, problem and error resolution on a timely basis
Develop knowledge of performance calculations (equalization and series of shares)

JOB DESCRPTION

Maintain a good working relationship with external clients as well as with internal relationship

managers and other business units

Strictly adhere to established departmental procedures and controls
Work on Projects / Ad-hoc tasks as required
Demonstrate team player qualities within Investor Services
Contact investors for whom there are outstanding AML / Tax requirements
Understand the risk factors of activity performed in the function and raise any possible undocumented

risk in the function. Post which takes part of discussion with internal and external stakeholders to form

controls to mitigate the risk, if required.

Provide Coaching / Training to team member/members as appropriate and according to the specific

needs of the individual and the group.

Support Team leader in managing Team by providing support in managing SLA, Deadlines, Training,

Huddles and Quality Issues.

Drive, Suggest and Identify process improvements that positively impact efficiencies, quality

standards and customer experience across the business

Conduct Floor Sessions for Team on Quality improvement, Risk Management, Update / Changes in

process.

Human skills and abilities

Strong analytical and investigative skills.
Attention to detail and accuracy.
Excellent communication and interpersonal skills.
Proficiency in MS Office and familiarity with Hedge & Private Equity software tools.
Willingness to work in Rotational Shifts & any department within Investor Services & AML team
Demonstrate team player qualities within Investor Services

To assist with query handling, quality error analysis, identify root cause and help with solutions to

close the gaps.

A Bachelors or Master’s Degree in Business Or Finance Or Banking related discipline from a reputed

College/University.

Job description provided by Waystone.
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