The Compliance Specialist role surveils electronic communications and postings of registered personnel.
Source posting
Enterprise SaaS
Finalis is hiring. 2 roles are open right now.
Browse the openings below to see requirements, locations, and pay where available, then apply on Finalis's site. Scoutify can fill in and send applications for you to similar roles.
Posted (90d)2
[01] HIRING NOW
See Finalis's current openings.
We update these listings as we find new roles and learn that others have closed.
Open roles
2
Posted (90d)
2
Posted range
—
Roles with the most current openings
Compliance & Risk Management
2 roles
[02] OPEN ROLES
Apply to Finalis now.
Live roles pulled from Finalis's career page. Open one to see the full description, location, and pay, then apply on Finalis's site.
2 open roles
[03] IN THEIR OWN WORDS
How Finalis pitches itself.
“Compliance That Works For You”
Source: finalis.com
[04] VISA SPONSORSHIP
U.S.-only hiring history.
Finalis has no H-1B petition history we can find.
No H1B sponsorship history
Source: USCIS H-1B Employer Data Hub. Classifications: yes (5+ approvals), conditional (1-4), no (0).
[05] FROM THE POSTINGS
What the job postings tell us.
These details come from the linked postings. Benefits and working arrangements can differ by role and location.
The Investment Banking Compliance Analyst role provides compliance guidance throughout the transaction lifecycle.
Source postingThe Compliance Specialist role requires working knowledge of FINRA and SEC communications rules and the fair, balanced, and not misleading standard.
Source postingSources reviewed 2026-10-19.
[06] ABOUT
What Finalis does.
Finalis is an investment banking and private markets business whose compliance team reviews communications and transactions for compliance with securities laws, FINRA requirements, and company policies.
[07] INTERVIEW PREP
Going through their loop?
Review the skills in Finalis's job descriptions, practice relevant exercises, and explore any available candidate-reported questions.
[08] HOW TO APPLY
Your resume lands in Rippling.
Finalis uses Rippling for applications. Follow the job link to complete the employer’s form and review its requirements.
Scoutify checks Finalis's career page for new listings.
Sniper applies on Greenhouse, Workday, SmartRecruiters, Ashby, Lever, UKG Pro, JazzHR and Jobvite career sites, and Finalis hires through Rippling, so the fastest route here is to get instant alerts when Finalis posts a new role and apply yourself while it is fresh.
ATS identified from the application URLs on Finalis's recent postings
[10] SIMILAR COMPANIES
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[11] FAQ
Questions people ask about Finalis.
Not covered here? Email support@scoutify.com.
Is Finalis hiring?
Scoutify currently lists 2 open roles at Finalis. Follow the job links to check requirements and apply on the employer's career site.
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