Intern - Compliance

Hilltop Securities Inc. is currently looking for a qualified student to join our team as a summer intern in our Compliance department in Dallas, TX. This individual will have the opportunity to work closely with various business lines and will gain hands-on experience working in the financial services industry while assisting with key initiatives across the company. This individual will gain exposure to the basic functions in Compliance including research and data analysis.

Our Summer 2027 Internship Program is an in-person experience lasting from May 24, 2027 to July 30, 2027, with opportunities located in downtown Dallas at our HTS Tower location and throughout the country at various branch locations.

Under the supervision of Chief Compliance Officer and other compliance management staff, assist & learn about the various financial service compliance functions

Gain insight into processes and activities related to securities compliance processes

Assist with build out of essential reports as needed, and identify root cause for current report issues

Analyze existing data for accuracy and completion

Document process workflows

Ad hoc work, which includes interaction and support of requests from c-suite and members of the executive leadership team

Provide clerical and administrative support

Special projects as requested

Performs other duties as assigned

Excellent verbal, written and communication skills

Proven self-starter who can initiate tasks and follow up to completion to produce high quality results in a timely manner

Exceptional time management and organizational skills

Exceptional analytical skills; above average attention to detail

Advanced knowledge of Microsoft Office (particularly Excel and PowerPoint)

Strong analytical and product definition skills

Rising senior studying in a related field

Candidate MUST have authorization to work for any employer in the US without requiring sponsorship, whether in student status or not

The above statements are intended to describe the general nature and level of work being performed by individuals in, or assigned to, the above position and are not intended to be construed as an exhaustive list of all responsibilities, duties and skills required, and may be changed at the discretion of the Company.