Yogini Tradex Finance/FinTech

Company Secretary IPO & Listed Company Compliance

Kolkata, India In person Full-time

Job

  • Title: Company Secretary (IPO & Listed Company Compliance)
  • Industry: Manufacturing
  • Location: Theatre Road, Kolkata (Office
  • will be shifted to Park Street, Kolkata in the coming months)
  • Working Days: Monday to Saturday
  • Working Hours: 10:00 AM – 7:00 PM
  • Salary Upto 18 Lpa (depending on the experience and Knowledge)

Job Summary

We are looking for an

  • experienced Company Secretary with strong expertise in Pre-IPO and
  • Post-IPO compliances. The ideal candidate should have independently managed
  • the secretarial and compliance functions of a company preparing for listing or
  • already listed, while ensuring complete compliance with the Companies Act, SEBI Regulations, and Stock
  • Exchange requirements.
  • This role requires close
  • coordination with the Board of
  • Directors, Merchant Bankers, Legal Advisors, Auditors, Regulatory Authorities,
  • and Senior Management. The candidate should also be willing to undertake occasional
  • visits to the manufacturing facility as part of compliance and governance
  • responsibilities.

Key Responsibilities

IPO & Listed Company Compliance (Mandatory)

  • ·Lead and manage Pre-IPO and
  • Post-IPO compliance activities.
  • ·Coordinate with Merchant Bankers, SEBI, Stock Exchanges,
  • Legal Advisors, Auditors and other intermediaries.
  • ·Handle DRHP/RHP documentation, due diligence, listing compliances and
  • regulatory filings.
  • ·Ensure compliance with SEBI (LODR), Insider Trading
  • Regulations and other applicable securities laws.
  • ·Manage post-listing statutory
  • disclosures, corporate governance compliances and stock exchange filings.

Secretarial & Corporate Compliance

  • ·Ensure compliance under the Companies Act, 2013 and Secretarial Standards.
  • ·Handle ROC filings, statutory
  • registers, Board Meetings, Committee Meetings, AGM and EGM documentation.
  • ·Draft Board Resolutions,
  • Minutes and Corporate Records.
  • ·Maintain statutory records and
  • compliance calendars.

Regulatory & Legal

Matters

  • ·Handle ROC notices,
  • adjudication matters, compounding applications and NCLT-related matters.
  • ·Coordinate with external legal
  • counsels, practising Company Secretaries and regulatory authorities.
  • ·Ensure timely closure of statutory
  • and regulatory compliances.

Corporate Governance

  • ·Advise the Board and Senior
  • Management on legal and corporate governance matters.
  • ·Implement and monitor
  • governance policies and compliance frameworks.
  • ·Ensure adherence to all
  • statutory and regulatory requirements.

Stakeholder Coordination

  • ·Liaise with SEBI, Stock
  • Exchanges, ROC, Merchant Bankers, Auditors, Legal Advisors and Investors.
  • ·Coordinate with Finance, Legal,
  • Taxation and Operations teams to ensure smooth compliance.

Desired Candidate Profile

·Qualified Company Secretary

  • (ICSI Membership Mandatory).
  • ·LLB will be an added advantage.
  • ·Minimum 10+ years of
  • post-qualification experience.
  • ·Mandatory experience in at
  • least one Main Board IPO, covering both Pre-IPO and Post-IPO compliances.
  • ·Experience as Company Secretary
  • or Compliance Officer of a Listed Company will be highly preferred.
  • ·Strong knowledge of Companies
  • Act, SEBI Regulations, ROC, NCLT and Corporate Governance.
  • ·Excellent drafting,
  • communication and stakeholder management skills.
  • ·Willingness to travel
  • occasionally to the manufacturing plant whenever required.

Experience

10–18 Years

Location

Theatre Road, Kolkata (Office

shifting to Park Street in the near future)

Note: Candidates with hands-on Pre-IPO and Post-IPO experience will be given first preference.

Requirements

Key

Skills

·Pre-IPO Compliance

·Post-IPO Compliance

·Main Board IPO

·SEBI (LODR)

·Companies Act, 2013

·ROC Compliance

·Corporate Governance

·Board & Committee Meetings

·Secretarial Compliance

·DRHP & RHP Documentation

·Stock Exchange Compliance

·NCLT

·Regulatory Affairs

·Legal Documentation

·Corporate Law

Benefits

Upto 18 Lpa , PF , BONUS , PAID LEAVES

Job description provided by Yogini Tradex.
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