Strong knowledge of regulations, internal policies, and procedures allowing you to provide guidance to stakeholders, assist in internal investigations, and support trading, operational, risk, legal, and sales teams in compliance-related matters
Experience in regulatory interactions and governance including responding to or conducting inquiries, audits, and examinations
Experience liaising with or working on behalf of regulators such as the SEC, CFTC, and NFA, and participating in the governance or examination of SD and SBSD Associated Persons.
The compensation range for this opportunity is a base salary of $119,000 - $144,000/Year. Actual base salary may vary based upon, but not limited to, relevant experience, time in role, peer and market data, prior performance, business sector, and geographic location. You may also be eligible for an annual discretionary incentive compensation award. We offer a full spectrum of benefits, including Medical, Prescription Drug, Dental, Vision, Health Savings Account, Dependent Day Care Savings Account, Life Insurance, Disability and Other Insurance Plans, Paid Time Off (including Sick Leave, Parental Leave and Vacation), Holidays, 401(k), and Short/Long Term Disability, in addition to other special perks reserved for our employees.
We love hearing from anyone inspired to build a better future with us, if you're excited about the role or working at Macquarie we encourage you to apply.
Job description provided by Macquarie Group.
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