What You'll Be Doing
The Products & Programs Oversight Specialist assists in defining and enhancing strategic initiatives, procedure development, business risk assessments, and overall design of the governance and control environment for the products and programs within the Investment Products & Services (IP&S) department. The Specialist will be expected to understand each group's various products and services, processes, policies, and tools/systems.
The primary focus of this role is to assist in timely and effective IP&S oversight and adherence to the rules and/or parameters through the review and analysis of product/program Standard Operating Procedures, Firm policies, reviews of business processes, and sampling of business files.
What We're Looking For
- Participates in developing the oversight and control framework for IP&S's various products and programs.
What You'll Bring
- Knowledge of wealth management products and services, including but not limited to investment securities, advisory programs, investment strategy and theory, asset allocation, and regulations.
Education & Experience
- Minimum Required: Bachelor's degree in business or related field.
Systems & Technology
- Proficient in Microsoft Office Suite, including Outlook, Word, Excel, and PowerPoint.
Compensation Range
Salary: USD $75,000.00/Yr. - USD $111,000.00/Yr.
Job description provided by Stifel Financial.
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